Hong kong securities and futures commission license
On December 16, 2016, the Securities and Futures Commission of Hong Kong issued a circular to all licensed corporations in Hong Kong, which introduced 31 Jul 2019 The license issuance follows an announcement from Hong Kong's Securities and Futures Commission (SFC) in November 2018 to formally Licensing As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance; Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. Licensing We act as the gatekeeper to ensure that corporations and individuals seeking to enter Hong Kong's securities and futures industry meet prescribed standards. Securities & Futures Commission of Hong Kong. Public register of licensed persons & registered institutions. This register lists all licensees (ie, both licensed individuals and licensed corporations) and registered institutions. Type 9 (Asset Management): Type 9 licensed corporations can manage a portfolio of securities and futures contracts in Hong Kong on a discretionary basis. They may also carry on Type 1 and Type 4 regulated activities pursuant to an incidental exemption from licensing without needing to be additionally licensed in these categories.
The Securities and Futures Commission of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China. Even though it is considered to be a branch of the government, it is run independently under the authorisation of the laws relating to Se
20 Nov 2019 This week, Hong Kong's Securities and Futures Commission (SFC) of at least one security token in Hong Kong can apply for a license. 7 Nov 2019 today submitted the first application for a digital asset trading license under the Securities & Futures Commission (SFC) of Hong Kong's newly 1 Nov 2019 Yesterday, the Hong Kong Securities and Futures Commission (SFC) of electronic data storage providers (EDSPs) by licensed corporations Both the Securities and Futures Commission (SFC) and the Hong. Kong Of the licensed corporations, many are smaller Hong Kong firms but the market is. 5 Oct 2017 The Sandbox is available to both licensed corporations and start-up firms that intend to carry on regulated activity (start-ups would need to apply 7 Nov 2019 Unveiled by the Hong Kong Securities and Futures Commission the SFC would be unlikely to grant a licence or authorisation to carry on a
31 Oct 2019 The guidelines apply to companies licensed by the Hong Kong Securities and Futures Commission who are storing their regulatory records with
5 Jan 2020 The Securities and Futures Commission (SFC) has reprimanded and fined FIL (Hong Kong) Limited (FIMHK) HK$3.5 million for regulatory breaches including licence. FIMHK identified the suspected breach in a review 1 Jan 2020 The Commission may, by notice published in the Gazette, amend Parts 2, 3, 4 and 5 of Schedule 1. Part II. Securities and Futures Commission. ( 20 Nov 2019 This week, Hong Kong's Securities and Futures Commission (SFC) of at least one security token in Hong Kong can apply for a license. 7 Nov 2019 today submitted the first application for a digital asset trading license under the Securities & Futures Commission (SFC) of Hong Kong's newly
5 Oct 2017 The Sandbox is available to both licensed corporations and start-up firms that intend to carry on regulated activity (start-ups would need to apply
13 Jan 2020 TigerWit Secures Hong Kong Securities & Futures Commission License This latest license from Hong Kong adds to the TigerWit's existing Registered with the Securities and Futures Commission" issued by the SFC. held in Hong Kong by licensed corporations and their associated entities (unless
8 May 2018 All SFC-licensed asset managers would be well advised to revisit their internal governance structures and operational policies and procedures in
18 Nov 2019 Hong Kong's Securities and Futures Commission issued a position paper to announce a new voluntary framework for the licensing and 13 Jan 2020 TigerWit Secures Hong Kong Securities & Futures Commission License This latest license from Hong Kong adds to the TigerWit's existing Registered with the Securities and Futures Commission" issued by the SFC. held in Hong Kong by licensed corporations and their associated entities (unless 17 Jan 2020 On January 7 2020, the Securities and Futures Commission (“SFC”) issued two for private equity (“PE”) firms and family offices in Hong Kong. 14 Jan 2020 licence from Hong Kong's Securities and Futures Commission. Hong Kong is a major global financial hub and receiving this licence 7 Nov 2019 All virtual asset transactions are expected to be licensed by the Securities and Futures Commission in Hong Kong. The SFC announced today 10 Jan 2020 The Securities and Futures Commission of Hong Kong (SFC) issued two circulars on 7 January 2020 providing guidance on its approach to
The Licensing Examination for Securities and Futures and conducted by the Hong Kong Securities Institute. 22 Jan 2020 Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, Public register of licensed persons and registered institutions. This register lists